In heterogeneous catalytic reaction, the catalyst and the reactants are in different phases. Reactions of liquid or gases in the presence of solid catalysts are the
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NPTEL Œ Chemical Engineering Œ Catalyst Science and Technology Joint initiative of IITs and IISc Œ Funded by MHRD Page 1 of 30 Lecture 1 Introduction to catalysis The science and technology of catalysis is of great significance as it affects our daily life. Four major sectors of the world economy; petroleum and energy production, chemicals and polymer production, food industry and pollution control, involve catalytic processes. Fig. 1. Four major sectors of world economy that involve catalytic processes Catalysts are used to produce f uels such as gasoline, diesel, heating oil, fuel oil etc. Production of plastics, synthetic ru bbers, fabrics, cosmetics etc. involve catalytic processes. The production of clean energy from renewable energy sources, such as hydrogen for fuel cells and transportation fuels from non -edible biomass are also catalyst dependent processes. Automobile em ission catalysts are used to reduce emissions of CO, NO x and hydrocarbons from mobile vehicles. Catalysts are also used in the production of the polymers including adhesives, coatings, foams, textile and industrial fibers. The pharmaceutical industry use s catalysts for production of drugs that are used to save lives and improve the health of people. Catalysts are also widely used in food processing. More than 90 % of industrial processes actually use catalysts in one form or the other. Owing to expanding need of mankind, production in all sectors is increasing at a fast rate and catalysis science and technology has a major contribution in this. Thrusts are being given in the areas of catalyst upgrading to new and more efficient catalysts. Increasing cata lyst life is another area of importance to maximize catalyst efficiency.

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NPTEL Œ Chemical Engineering Œ Catalyst Science and Technology Joint initiative of IITs and IISc Œ Funded by MHRD Page 2 of 30 History : Catalyst technology has been used for many centuries. It ranged from inorganic catalyst to make soaps to enzyme catalysts for producing wines, cheese and other food and beverages. The industrial catalyst technology started with the large -scale production of sulfuric acid on platinum catalyst in 1875. In subsequent years, various major catalytic processes were invented. In 1903, ammonia oxidation on Pt gauge was developed b y Ostwald for nitric acid production. Another major breakthrough was ammonia synthesis with promoted iron in 1908 -1914 by Mittasch, Bosch and Haber. Conversion of synthesis gas to liquid hydrocarbons by hydrogenation of CO, which was developed in 1920 -1940, was a major development in the energy sector. In petroleum industry, the development of catalytic cracking process during 1935 – 1940 changed the energy scenario. This process used a solid catalyst in the petroleum industry for the first time. Subseq uent decades saw the development of various catalytic hydrocarbon processes such as catalytic naphtha reforming (1950) and hydrotreating for removal of sulphur, nitrogen, metals from petroleum feed stock (1960). With the discovery of Ziegler -Natta catalyst in 1955, the polymer industry grew significantly. The first large scale industrial homogeneous catalytic process came up in 1960 in the form of Walker process for making acetaldehyde from ethylene. The development of shape selective catalysts such as mole cular sieves or zeolites for cracking (1964) resulted in the production of exclusively shape selective products. The other major development in catalysis was in 1970 -1980 for environmental pollution control. Noble metal catalysts were developed for emissio n control of CO, NO x and hydrocarbons from automobiles. Vanadia -titania and zeolite catalysts were developed for selective reduction of NO x. Catalysis is a continuously growing area and discovery of new catalysts and their applications has led to major dev elopment in the chemical industry. The economic significance of the catalyst industry is enormous. The catalytic processes contribute greater than 35% of global GDP. The world catalyst industry amounts to US $ 12 billion. It is expected to grow annually by 6 % to US $16 billion US$ in 2012. Polymerization catalysts are expected to grow most rapidly due to significant expansion in polymer industry. Enzyme and organometallic catalysts will also grow. Reduction of sulphur levels in fuels and ongoing shifts tow ards heavy grade crude oil with high sulphur content is expected to contribute to the growth of catalytic hydrocarbon industry.

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NPTEL Œ Chemical Engineering Œ Catalyst Science and Technology Joint initiative of IITs and IISc Œ Funded by MHRD Page 3 of 30 Catalysis involves understanding of the thermodynamics, kinetics, electronic interaction, crystal structure, reactor design and process development for a catalytic process. It is an interdisciplinary area involving contribution from chemical engineers, chemists and material scientists for successful implementation of the entire process starting from preparation of catalysts to fin al utilization in a chemical reactor. Catalytic reactions In a thermodynamically feasible chemical reaction, when addition of a small amount a chemical substance increases the rate of attainment of chemical equilibrium but the substance itself does not und ergo any chemical change, then the reaction is called a catalytic reaction. The substance that enhances the reaction rate is called a catalyst. Catalysts work by providing alternative mechanism involving a different transition state of lower energy. Thereb y, the activation energy of the catalytic reaction is lowered compared to the uncatalyzed reaction as shown in Fig 2. Fig. 2 . Comparison of activation energies of exothermic catalytic and non -catalytic reactions

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NPTEL Œ Chemical Engineering Œ Catalyst Science and Technology Joint initiative of IITs and IISc Œ Funded by MHRD Page 4 of 30 A catalyst accelerates both the rates of the forward and reverse reaction. Equilibrium of a reversible reaction is not altered by the presence of the catalyst. For example, when oxidation of SO2 is carried out in the presence of three different catalysts, namely Pt, Fe 2O3 and V 2O5 , the equil ibrium composition is the same in all three cases. Another important characteristic of catalyst is its effect on selectivity. The presence of different catalysts can result in different product distribution from the same starting material. For example, dec omposition of ethanol in the presence of different catalysts results in different products as shown below. 2 boron phosphate MoC/carbon ethanol ethylene+diethyl ether ethanol hydrogen + acetaldehyde Types of catalytic reactions Catalytic reactions can be divided into two main types Œ 1. Heterogeneous 2. Homogeneous Heterogeneous catalysis In heterogeneous catalytic reaction, the catalyst and the reactants are in different phases. Reactions of liquid or gases in the presence of solid catalysts are the typical examples. An example is the Contact Process for manufactu ring sulphuric acid, in which the sulphur dioxide and oxygen are passed over a solid vanadium oxide catalyst producing sulphur trioxide. Several hydrocarbon transformation reactions such as cracking, reforming, dehydrogenation, isomerization also fall in t his category. Homogeneous catalysis In a homogeneous catalytic reaction, the catalyst is in the same phase as the reactants. Typically, all the reactants and catalysts are either in one single liquid phase or gas phase. Most industrial homogeneous catalyt ic processes are carried out in liquid phase. Ester hydrolysis involving general acid -base catalysts , polyethylene production with

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NPTEL Œ Chemical Engineering Œ Catalyst Science and Technology Joint initiative of IITs and IISc Œ Funded by MHRD Page 5 of 30 organometallic catalysts and enzyme catalyzed processes are some of the important examples of industrial homogeneous catalyti c processes . Relative significance Catalytic processes have great significance and about 90 % of all chemical industry involves catalytic processes. Of all the industrial catalytic processes, approximately 80 % involve the use of solid catalysts, 17 % homogeneous catalysts and rest 3 % biocatalysts. Thus, heterogeneous catalysts, particularly solid catalysts, dominate the industrial catalytic processes. Though the contributions of homogeneous catalytic processes in chemical industry are significantly sm aller than that of heterogeneous catalytic processes, but because of high selectivities, homogeneous process are finding increasing importance for production of many important value added products such as manufacturing of tailor made plastics, fine chemica ls, pharmaceutical intermediates etc. Heterogeneous catalytic theory In general, it is believed that the entire surface of the solid catalyst is not responsible for catalyzing any reaction. Only certain sites on the catalyst surface actually participate i n the reaction and these sites are called active sites on the catalysts. These sites may be the unsaturated atoms resulting from surface irregularities or atoms with chemical properties that enable the interaction with the adsorbed reactant atoms or molecu les. Activity of the catalyst is directly proportional to the number of these active sites available on the surface and is often expressed in terms of turnover frequency. Turnover frequency is defined as the number of molecules reacting per active site pe r second at the condition of experiments. A solid catalytic reaction A B goes through the following steps. The steps are illustrated in Fig 3. 1. Transportation of reactant (A) from bulk fluid to pore mouth on the external surface of catalysts pellets 2. Diffusion of the reactant (A) from the pore mouth through the catalyst pores to the immediate vicinity of internal catalytic surface 3. Adsorption of reactant (A) onto the catalyst surface 4. Reaction of (A) on the catalyst surface producing product (B) 5. Desorption of the product (B) from the surface

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NPTEL Œ Chemical Engineering Œ Catalyst Science and Technology Joint initiative of IITs and IISc Œ Funded by MHRD Page 6 of 30 6. Diffusion of the product (B) from interior part of the pores to the pore mouth on the external surface 7. Transfer of the product (B) from pore mouth on the external surface to the bulk fluid Fig. 3. Steps in solid catalytic reactions. The overall rate of reaction is equal to the rate of slowest step in the mechanism. When the mass transfer and diffusion steps [1,2,6,7] are very fast compared to adsorption and reaction steps [3,4,5], concentra tion in the immediate vicinity of the active sites is the same or indistinguishable from that in the bulk fluid. Consequently, the transport or diffusion steps do not affect the overall rate of the reaction. Alternatively, if reaction and diffusion steps a re fast compared to the mass transfer steps, then mass transfer does affect the rate of reaction. When mass transfer from the bulk phase to the pore mouth is slow and affects the reaction rate, then changing the flow conditions past the catalyst should ch ange the overall reaction rate. In case of porous catalysts, diffusion within the catalyst pores may limit the reaction rate. Under this condition external flow does not affect the reaction rate but internal diffusion does affect.

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NPTEL Œ Chemical Engineering Œ Catalyst Science and Technology Joint initiative of IITs and IISc Œ Funded by MHRD Page 8 of 30 Lecture 2 Adsorption on solid surfaces Importance of adsorption in solid catalysis As discussed in the previous section, heterogeneous solid catalysis is strongly associated with adsorption phenomenon. In solid catalysis, at least one of the reactant needs to be adsorbed on the surfac e of the catalyst. Adsorption of a component ‚A™ on surface of material ‚B™ is defined as preferential accumulation of the component ‚A™ on the surface of the material ‚B™. The component ‚A™ is called adsorbate and surface ‚B™ is called adsorbent. The surf aces include both external surface and internal surface due to the pores. For highly porous material, the internal surface area due to the pores is much higher than the external surface area. The pores in a solid material can be of different dimensions. Po res with diameter less than 2nm (20 A 0) are called micropores, pores in the range of 2 – 50 nm (20 Œ 500 A0) are called mesopores, whereas pores greater than 50 nm are called macropores. The pore size distribution of a catalyst is affected by preparation condition and amount of loading of active component. Usually a wide pore size distribution exists in a catalyst. However, catalyst can also be designed to have a very narrow pore size distribution. Fig 1 shows the schematic representation of a typical por ous solid catalyst particle having both the mesopores and micropores. The active sites are dispersed throughout the porous matrix. Under suitable conditions of temperature and pressure, a gas can gradually adsorb on the solid surface and finally lead to it s complete coverage. Fig. 1. Schematic representation of typical porous support impregnated with active component

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NPTEL Œ Chemical Engineering Œ Catalyst Science and Technology Joint initiative of IITs and IISc Œ Funded by MHRD Page 9 of 30 Why adsorption takes place on solid surface In the bulk of the adsorbent, the molecules are associated with their neighbours equally in all direction and the molecular forces are therefore balanced. However on the adsorbent surface, the molecules are bounded to the inner molecules at one side leavin g unbalanced molecular forces on the other side. These unbalanced molecular forces on adsorbent surfaces create the attractive force for the adsorbate molecules approaching the surface. These molecular forces are weak in nature and called van der Waals att raction forces. Types of adsorption Depending on the nature of interaction, the adsorption can be of two types: 1. Physisorption 2. Chemisorption The phenomenon of adsorbate molecules attaching themselves to adsorbent surface under the influence of van der Waals forces is called physisorption or physical adsorption. The van der Waals forces mainly consist of dipole Œdipole interactions. This is an exothermic process with a low enthalpy change known as heat of adsorption. This process resembles liquefaction and heat of adsorption for physisorption is also known as heat of liquefaction. At higher temperature, the adsorbed molecules can undergo electronic rearrangement with the surface molecules. This phenomenon is called chemisorption. The electronic rearrang ement may include formation and breaking of chemical bonds. The electronic rearrangement occurs only when there is significant interaction between adsorbate and the adsorbent molecules. Hence all adsorbate will not be chemisorbed on all adsorbent surfaces. Chemisorption process is selective and an adsorbate molecule will chemisorbed only on selected adsorbent. The adsorption processes are shown in Fig 2. The Fig. 2(a) depicts the situation when the adsorbate molecule approach any adsorbent surface under the influence of attractive forces created by the unbalanced molecular forces on adsorbent surfaces. The Fig. 2(b) represents the phenomenon, when any molecule is physisorbed on surface by van der Waals forces. No bond formation occurs in this situation. A ch emisorption situation is represented in Fig. 2(c) when there is a weak bond formation between adsorbate and adsorbent molecule. As discussed above, the adsorbate molecule will be chemisorbed only on selected adsorbent surface with which it can interact sig nificantly.

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NPTEL Œ Chemical Engineering Œ Catalyst Science and Technology Joint initiative of IITs and IISc Œ Funded by MHRD Page 10 of 30 Physisorption versus Chemisorption 1. Since physisorption involves only weak molecular interaction, the associated enthalpy changes are small (in the range of 10 to 40 kJ /mol) . On the other hand, in case of chemisorption, enthalpy change is quite large and can range from 80 -400 kJ /mol. 2. The Fig. 3 compares the volume of gas adsorbed as a function of t emperature under physisorbed and chemisorbed conditions. In physisorption, the molecules are adsorbed on surface by weak interaction. With increase in temperature, adsorbed molecules gain excess energy and their tendency to escape from the surface increase s. Hence volume of gas adsorbed on the surface decreases with temperature as shown in Fig. 3. However, the chemisorption involves higher interaction energy between adsorbate and adsorbent molecules and hence is favored by temperature rise. Hence at low tem perature range volume of adsorbed gas increases with temperature. However, at higher temperature range as the adsorbed molecules gains excess energy, rate of desorption becomes higher resulting in decrease in adsorbed gas volume as shown in Fig. 3. Fig. 2. Schematic representation of different adsorption processes Bulk material Saturated bond Unsaturated bond Adsorbate molecule a) At beginning of any adsorption b) Any physisorbed condition c) Any chemisorbed condition

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NPTEL Œ Chemical Engineering Œ Catalyst Science and Technology Joint initiative of IITs and IISc Œ Funded by MHRD Page 11 of 30 Fig. 3. Volume of gas adsorbed as a function of temperature for physisorption and chemisorption processes 3. In case of chemisorption, since there is electronic interaction between adsorbate and adsorbent molecules, only a monolayer of adsorbate can be formed on the adsorbent surface. In case of physisorption, the first monolayer formed on the surface of the adsorbent can act as adsorbing surface for formation of next layer of adsorbate and so on. This phenomenon is called m ultilayer adsorption. The formation of monolayer and multilayers of the adsorbed molecules on a surface is shown in Fig. 4. For the physisorption, volume of gas adsorbed increases with pressure due to increase in concentration of adsorbate and formation of multilayers. However for chemisorption process which corresponds to monolayer formation, the effect of pressure is not significant. Fig. 4 . Monolayer and multilayer formation of the adsorbed molecules on a surface 4. Chemisorption is specific for adsorbate and adsorbent pair. Specific solid adsorbent can undergo electronic interaction only with specific adsorbate gas molecule. 5. Physisorption is highly reversible while chemisorption can be irreversible. 6. Physisorption i s important for estimating the total surface area. It also provides a basis for estimating the pore volume and pore size distributions. On the other hand, chemisorption is important in estimation of area of catalytic active sites as well as its dispersion. Volume of gas adsorbed Temperature Chemisorption Physisorption Monolayer Multilayer Solid surface Adsor bed molecules

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